What is SMFG's dilution risk score?

SMFG has a latest available DilutionScore record of 19/100, categorized as low dilution risk by the DilutionWatch scoring model. DilutionWatch displays SEC filing and dilution indicators for SMFG, including shelf registrations, ATM offerings, warrant exercises, PIPE deals, and reverse split signals when detected in source data.

What SEC filings does DilutionWatch track for SMFG?

DilutionWatch tracks 25 SEC filing types for SMFG including S-3 shelf registrations, 424B prospectuses (ATM offerings), S-1 registration statements, 8-K material events, warrant exercise notices, convertible note agreements, and Form 4 insider transactions. Alerts are delivered via email within minutes of a filing appearing on EDGAR.

How does stock dilution affect SMFG shareholders?

Stock dilution occurs when a company issues new shares, reducing the ownership percentage of existing shareholders. For SMFG, common dilution events include at-the-market (ATM) stock offerings, shelf registration drawdowns, warrant exercises, and convertible note conversions. Each event increases the share count and can pressure the stock price lower.

Is DilutionWatch free for SMFG tracking?

DilutionWatch provides a free tier that shows DilutionScores and basic filing history for SMFG. Premium plans ($19.95/month Basic, $39.95/month Premium) unlock real-time email alerts, the full Pulse™ feed, advanced dilution forecasts, and access to all 10,000+ tracked tickers.

SMFG Dilution Risk Score: 19/100 (LOW)

Score Breakdown

📋 Offering Ability

💰 Cash Runway

📊 Float Risk

⚠️ Warrant Exposure

🔄 Convertible Debt

Dilution Forecast

☀️

Clear

No significant dilution signals

model est. 0%

No significant dilution signals detected for SMFG.

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Market Data

Market Cap$95.80B

Shares Outstanding3.83B

Float3.81B

Cash$643.50B

Debt$360.76B

Short InterestN/A

Source-Backed Evidence Depth

This public preview uses stored DilutionWatch fields and linked SEC/market records only. Missing values are not estimated.

Field	Current Value	Basis
DilutionScore	19/100	DilutionWatch score record
Shares Outstanding	3.83B	Verified float table or market cache
Public Float	3.81B	Verified float table or market cache
Market Cap	$95.80B	Market data cache
Cash Runway	Not available	DilutionWatch score inputs
Shelf Capacity	None in current score inputs	SEC-derived dilution fields
ATM Capacity	None in current score inputs	SEC-derived dilution fields
Outstanding Warrants	None in current score inputs	SEC-derived dilution fields

Recent source-backed SEC insight records available on this page: 0.

The page does not infer future share issuance, financing probability, cash needs, management intent, or price impact when source fields are absent.

Institutional Holdings

184 institutional holders · 93.85M shares

#1 MORGAN STANLEY 8.75M shares

#2 VANGUARD CAPITAL MANAGEMENT LLC 6.69M shares

#3 Aspex Management (HK) Ltd 6.42M shares

+ 17 more holders Sign up free to view →

Institutional holder totals are aggregated from ownership filings and may use a different share basis or reporting date than public float. They are not a reconciliation against tradeable float.

Short Interest

Short Interest6.11M

Days to Cover4.6

% of Float0.2%

FINRA data as of Sep 30, 2026

Recent SEC Activity

No recent SEC insights

Recent News

No recent news available for this ticker.

DilutionScore History — Last 90 Days

SMFG's DilutionScore is currently 19/100 (Low risk), with 1 score change tracked over 89 days. The score improved from 16/100 (Low risk).

Period	Score	Risk Level	Duration
Oct 02 – Oct 13, 2026	19/100	LOW	12 days
Jul 16 – Oct 01, 2026	16/100	LOW	77 days

Score recalculated daily from SEC filings and market data. Sign up free for real-time score change alerts.

Share Dilution History

SMFG shares outstanding have decreased 0.0% from 6.36B (Mar 2026) to 6.36B (May 2026). Each increase represents potential dilution to existing shareholders.

Date	Shares Outstanding	Public Float	Change
May 30, 2026	6.36B	3.81B	▼ 0.01%
May 15, 2026	6.36B	3.82B	▼ 0.28%
Mar 23, 2026	6.36B	3.83B	▲ 0.02%

Share counts sourced from verified regulatory filings. Increases indicate dilution events.

Track SMFG Dilution Risk in Real-Time

DilutionWatch monitors SEC filings 24/7 and alerts you the moment SMFG files a shelf registration, ATM offering, warrant notice, or convertible note. Free tier available — no credit card required.

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