What is SAR's dilution risk score?

SAR has a latest available DilutionScore record of 46/100, categorized as medium dilution risk by the DilutionWatch scoring model. DilutionWatch displays SEC filing and dilution indicators for SAR, including shelf registrations, ATM offerings, warrant exercises, PIPE deals, and reverse split signals when detected in source data.

What SEC filings does DilutionWatch track for SAR?

DilutionWatch tracks 25 SEC filing types for SAR including S-3 shelf registrations, 424B prospectuses (ATM offerings), S-1 registration statements, 8-K material events, warrant exercise notices, convertible note agreements, and Form 4 insider transactions. Alerts are delivered via email within minutes of a filing appearing on EDGAR.

How does stock dilution affect SAR shareholders?

Stock dilution occurs when a company issues new shares, reducing the ownership percentage of existing shareholders. For SAR, common dilution events include at-the-market (ATM) stock offerings, shelf registration drawdowns, warrant exercises, and convertible note conversions. Each event increases the share count and can pressure the stock price lower.

Is DilutionWatch free for SAR tracking?

DilutionWatch provides a free tier that shows DilutionScores and basic filing history for SAR. Premium plans ($19.95/month Basic, $39.95/month Premium) unlock real-time email alerts, the full Pulse™ feed, advanced dilution forecasts, and access to all 10,000+ tracked tickers.

SAR Dilution Risk Score: 46/100 (component-limited)

Score Breakdown

📋 Offering Ability

32

💰 Cash Runway

65

📊Float Risk—

⚠️ Warrant Exposure

40

🔄 Convertible Debt

40

Dilution Forecast

⛅

Watch

Minor dilution signals detected

model est. 16%

💰 Capital Raise model 33%

• Under 12 months cash (11mo)

• Active ATM program with $170M remaining capacity

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Market Data

Market Cap$366.19M

Shares Outstanding16.31M

FloatN/A

Cash$46.14M

Debt$817.38M

Short InterestN/A

Institutional Holdings

QoQ: ↓ 2.1% shares (2026Q1 vs prior)

66 institutional holders · 2.14M shares

#1 Lido Advisors, LLC 199.1K shares

#2 Private Advisor Group, LLC 165.1K shares

#3 Hennion & Walsh Asset Management, Inc. 137.7K shares

+ 17 more holders Sign up free to view →

Institutional holder totals are aggregated from ownership filings and may use a different share basis or reporting date than public float. They are not a reconciliation against tradeable float.

Short Interest

Short Interest742.0K

Days to Cover5.0

% of FloatN/A

FINRA data as of Jul 31, 2026

Insider Buy/Sell Ratio

Recent SEC Activity

xbrl XBRL CONVERTIBLE 2022-11-30

8-K 8K EVENT 2026-04-14

424B2 ATM 2026-03-13

8-K 8K EVENT 2026-03-13

EFFECT EFFECT 2026-03-11

Full SEC filing analysis available with free account →

Recent News

No recent news

Factual SAR Dilution Snapshot

Saratoga Investment Corp. (SAR) has a DilutionScore of 46/100, rated Medium dilution risk. Score date: August 28, 2026.

Stored ATM program remaining capacity: $170.4M.
Recent SEC activity tracked for SAR: 8-K on 2026-04-14; 424B2 on 2026-03-13; 8-K on 2026-03-13.
Score coverage note: Float Risk is excluded because public-float data is unavailable.

This automatically generated snapshot is assembled from stored DilutionWatch data fields and may contain data-source errors or omissions. It is not financial advice, not investment research, and not a recommendation. Do your own research and review the full disclaimer and terms of service.

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→ Complete Dilution Guide for Retail Investors → Anti-Dilution Provisions Explained → Stock Dilution Red Flags to Watch → Understanding Shelf Registrations

Score Coverage Note

Float Risk is excluded because public-float data is unavailable.

SAR — Saratoga Investment Corp. Dilution Risk Tracker