58 /100
HIGH RISK
Score updated Jul 14, 2026

RCKT — Rocket Pharmaceuticals, Inc. Dilution Risk Tracker

Track RCKT dilution risk with DilutionWatch's stock tracker. DilutionScore™ measures dilution risk across 5 factors — lower scores indicate higher risk of share dilution.

⚠️ Not financial advice. Do your own research before making any investment decisions.

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As of July 14, 2026, Rocket Pharmaceuticals, Inc. (RCKT) has a DilutionWatch DilutionScore of 58/100, rated HIGH dilution risk. Rocket Pharmaceuticals, Inc. has a market capitalization of $335.22M, 109.19M shares outstanding, 200 institutional holders tracked. Key dilution vectors include shelf registration capacity of $400.00M, ATM program capacity of $100.00M, 7.1K outstanding warrants, approximately 8 months of cash runway.

Source: DilutionWatch (dilutionwatch.com) — data updated daily from SEC EDGAR filings. Not financial advice.

📊 Score Breakdown

📋 Offering Ability
100
💰 Cash Runway
65
📊 Float Risk
15
⚠️ Warrant Exposure
15
🔄Convertible Debt

🌦️ Dilution Forecast

🌥️
Advisory
Moderate dilution signals present
26%
💰 Capital Raise 53%
• Under 12 months cash (8mo)
• Active shelf registration ($400M, 119% of market cap)
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💹 Market Data

Market Cap$335.22M
Shares Outstanding109.19M
Float87.64M
Cash$144.38M
DebtN/A
Short InterestN/A

🏛 Institutional Holdings

QoQ: ↑ 23.1% shares (2026Q1 vs prior)
200 institutional holders · 114.05M shares
#1 RTW INVESTMENTS, LP 17.69M shares
#2 MORGAN STANLEY 9.61M shares
#3 BlackRock, Inc. 7.83M shares
+ 17 more holders Sign up free to view →

📉 Short Interest

Short Interest18.16M
Days to Cover5.0
% of Float20.7%
FINRA data as of Jun 30, 2026

📁 Recent SEC Activity

xbrl XBRL WARRANT Dec 31, 2025
xbrl XBRL CONVERTIBLE Dec 31, 2023
EFFECT EFFECT Mar 10, 2026
8-K 8K EVENT Mar 10, 2026
424B5 ATM Mar 10, 2026
Full SEC filing analysis available with free account

📰 Recent News

No recent news

📋 What This Means for RCKT Shareholders

Rocket Pharmaceuticals, Inc. (RCKT) has a DilutionScore of 58/100, placing it in the High dilution risk tier. This score reflects at least one active dilution mechanism — a shelf registration, ATM program, outstanding warrants, or limited cash runway — that could materially increase the share count over the next 12–18 months. Score as of July 14, 2026, updated from SEC EDGAR data.

The most significant dilution vector for RCKT is its shelf registration capacity of $400.0M. A shelf registration (typically an S-3 filing) gives a company pre-approved access to raise capital quickly without a traditional roadshow. The registered amount represents the maximum that can be raised — not necessarily what will be raised — but active shelves combined with tight cash positions are the pattern DilutionWatch monitors most closely. RCKT has an active ATM (at-the-market) program with $100.0M remaining capacity. ATM programs allow companies to sell shares continuously into the open market through a broker-dealer — without announcing a secondary offering. This creates a silent but steady source of share dilution that shows up in quarterly share count increases rather than a discrete offering event.

DilutionWatch tracks over 25 SEC filing types for RCKT in real-time, scanning EDGAR every 60 seconds. A recent S-3 or registration statement filing appears in RCKT's filing history — this warrants monitoring for subsequent prospectus supplements (Form 424B), which indicate active capital raising. Recent 8-K filings are present; material events disclosures can sometimes precede or accompany capital raises. The DilutionWatch screener shows real-time score changes for RCKT alongside comparable high-risk stocks. Not financial advice — this analysis is for informational purposes only.

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→ Complete Dilution Guide for Retail Investors → Anti-Dilution Provisions Explained → Stock Dilution Red Flags to Watch → Understanding Shelf Registrations
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