What is RCKT's dilution risk score?

RCKT has a latest available DilutionScore record of 52/100, categorized as high dilution risk by the DilutionWatch scoring model. DilutionWatch displays SEC filing and dilution indicators for RCKT, including shelf registrations, ATM offerings, warrant exercises, PIPE deals, and reverse split signals when detected in source data.

What SEC filings does DilutionWatch track for RCKT?

DilutionWatch tracks 25 SEC filing types for RCKT including S-3 shelf registrations, 424B prospectuses (ATM offerings), S-1 registration statements, 8-K material events, warrant exercise notices, convertible note agreements, and Form 4 insider transactions. Alerts are delivered via email within minutes of a filing appearing on EDGAR.

How does stock dilution affect RCKT shareholders?

Stock dilution occurs when a company issues new shares, reducing the ownership percentage of existing shareholders. For RCKT, common dilution events include at-the-market (ATM) stock offerings, shelf registration drawdowns, warrant exercises, and convertible note conversions. Each event increases the share count and can pressure the stock price lower.

Is DilutionWatch free for RCKT tracking?

DilutionWatch provides a free tier that shows DilutionScores and basic filing history for RCKT. Premium plans ($19.95/month Basic, $39.95/month Premium) unlock real-time email alerts, the full Pulse™ feed, advanced dilution forecasts, and access to all 10,000+ tracked tickers.

RCKT Dilution Risk Score: 52/100 (HIGH)

Score Breakdown

📋 Offering Ability

100

💰 Cash Runway

40

📊 Float Risk

25

⚠️ Warrant Exposure

15

🔄 Convertible Debt

40

Dilution Forecast

⛅

Watch

Minor dilution signals detected

model est. 19%

💰 Capital Raise model 38%

• Active shelf registration ($400M, 119% of market cap)

• Active ATM program with $100M remaining capacity

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Market Data

Market Cap$335.22M

Shares Outstanding109.77M

Float87.64M

Cash$283.75M

DebtN/A

Short InterestN/A

Institutional Holdings

QoQ: ↑ 23.1% shares (2026Q1 vs prior)

200 institutional holders · 114.05M shares

#1 RTW INVESTMENTS, LP 17.69M shares

#2 MORGAN STANLEY 9.61M shares

#3 BlackRock, Inc. 7.83M shares

+ 17 more holders Sign up free to view →

Institutional holder totals are aggregated from ownership filings and may use a different share basis or reporting date than public float. They are not a reconciliation against tradeable float.

Short Interest

Short Interest15.50M

Days to Cover11.9

% of Float17.7%

FINRA data as of Jul 31, 2026

Insider Buy/Sell Ratio

Recent SEC Activity

xbrl XBRL WARRANT 2025-12-31

xbrl XBRL CONVERTIBLE 2023-12-31

Form 4 INSIDER TRANSACTION 2026-08-18

Form 4 INSIDER TRANSACTION 2026-08-13

Full SEC filing analysis available with free account →

Recent News

No recent news

Factual RCKT Dilution Snapshot

Rocket Pharmaceuticals, Inc. (RCKT) has a DilutionScore of 52/100, rated High dilution risk. Score date: August 28, 2026.

Stored shelf registration capacity: $400.0M.
Stored ATM program remaining capacity: $100.0M.
Recent SEC activity tracked for RCKT: Form 4 on 2026-08-18; Form 4 on 2026-08-18; Form 4 on 2026-08-13.

This automatically generated snapshot is assembled from stored DilutionWatch data fields and may contain data-source errors or omissions. It is not financial advice, not investment research, and not a recommendation. Do your own research and review the full disclaimer and terms of service.