What is GAIN's dilution risk score?

GAIN has a latest available DilutionScore record of 65/100, categorized as high dilution risk by the DilutionWatch scoring model. DilutionWatch displays SEC filing and dilution indicators for GAIN, including shelf registrations, ATM offerings, warrant exercises, PIPE deals, and reverse split signals when detected in source data.

What SEC filings does DilutionWatch track for GAIN?

DilutionWatch tracks 25 SEC filing types for GAIN including S-3 shelf registrations, 424B prospectuses (ATM offerings), S-1 registration statements, 8-K material events, warrant exercise notices, convertible note agreements, and Form 4 insider transactions. Alerts are delivered via email within minutes of a filing appearing on EDGAR.

How does stock dilution affect GAIN shareholders?

Stock dilution occurs when a company issues new shares, reducing the ownership percentage of existing shareholders. For GAIN, common dilution events include at-the-market (ATM) stock offerings, shelf registration drawdowns, warrant exercises, and convertible note conversions. Each event increases the share count and can pressure the stock price lower.

Is DilutionWatch free for GAIN tracking?

DilutionWatch provides a free tier that shows DilutionScores and basic filing history for GAIN. Premium plans ($19.95/month Basic, $39.95/month Premium) unlock real-time email alerts, the full Pulse™ feed, advanced dilution forecasts, and access to all 10,000+ tracked tickers.

GAIN Dilution Risk Score: 65/100 (component-limited)

Score Breakdown

📋 Offering Ability

40

💰 Cash Runway

95

📊Float Risk—

⚠️ Warrant Exposure

40

🔄 Convertible Debt

40

Dilution Forecast

🌥️

Advisory

Moderate dilution signals present

model est. 30%

💰 Capital Raise model 55%

• Critical: only 0.7 months cash remaining

📉 Score Deterioration model 10%

• Score in HIGH risk zone (65/100)

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Market Data

Market CapN/A

Shares Outstanding39.82M

FloatN/A

Cash$4.12M

Debt$570.84M

Short InterestN/A

Institutional Holdings

17.8% institutional ownership

Source: Yahoo Finance · Detailed 13F holder data available for tracked tickers

🔔 Track GAIN for full holder detail →

Short Interest

Short Interest555.9K

Days to Cover3.3

% of FloatN/A

FINRA data as of Jul 31, 2026

Insider Buy/Sell Ratio

Recent SEC Activity

Form 4 INSIDER TRANSACTION 2026-08-18

Full SEC filing analysis available with free account →

Recent News

No recent news

Factual GAIN Dilution Snapshot

Gladstone Investment Corporatio (GAIN) has a DilutionScore of 65/100, rated High dilution risk. Score date: August 28, 2026.

Recent SEC activity tracked for GAIN: Form 4 on 2026-08-18.
Score coverage note: Float Risk is excluded because public-float data is unavailable.

This automatically generated snapshot is assembled from stored DilutionWatch data fields and may contain data-source errors or omissions. It is not financial advice, not investment research, and not a recommendation. Do your own research and review the full disclaimer and terms of service.

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📖 Dilution Education

→ Complete Dilution Guide for Retail Investors → Anti-Dilution Provisions Explained → Stock Dilution Red Flags to Watch → Understanding Shelf Registrations

Score Coverage Note

Float Risk is excluded because public-float data is unavailable.

GAIN — Gladstone Investment Corporatio Dilution Risk Tracker