What is ASTI's dilution risk score?

ASTI has a latest available DilutionScore record of 67/100, categorized as high dilution risk by the DilutionWatch scoring model. DilutionWatch displays SEC filing and dilution indicators for ASTI, including shelf registrations, ATM offerings, warrant exercises, PIPE deals, and reverse split signals when detected in source data.

What SEC filings does DilutionWatch track for ASTI?

DilutionWatch tracks 25 SEC filing types for ASTI including S-3 shelf registrations, 424B prospectuses (ATM offerings), S-1 registration statements, 8-K material events, warrant exercise notices, convertible note agreements, and Form 4 insider transactions. Alerts are delivered via email within minutes of a filing appearing on EDGAR.

How does stock dilution affect ASTI shareholders?

Stock dilution occurs when a company issues new shares, reducing the ownership percentage of existing shareholders. For ASTI, common dilution events include at-the-market (ATM) stock offerings, shelf registration drawdowns, warrant exercises, and convertible note conversions. Each event increases the share count and can pressure the stock price lower.

Is DilutionWatch free for ASTI tracking?

DilutionWatch provides a free tier that shows DilutionScores and basic filing history for ASTI. Premium plans ($19.95/month Basic, $39.95/month Premium) unlock real-time email alerts, the full Pulse™ feed, advanced dilution forecasts, and access to all 10,000+ tracked tickers.

ASTI Dilution Risk Score: 67/100 (HIGH)

Score Breakdown

📋 Offering Ability

💰 Cash Runway

📊 Float Risk

⚠️ Warrant Exposure

🔄 Convertible Debt

Dilution Forecast

🌥️

Advisory

Moderate dilution signals present

model est. 40%

📜 Warrant Exercise model 50%

• Massive warrant overhang: 30% of shares outstanding

• Elevated warrant risk score (70/100)

🔁 Convertible Conversion model 40%

• Significant convertible debt: 29% potential dilution

• Elevated convertible risk (60/100)

💰 Capital Raise model 18%

• Active ATM program with $5M remaining capacity

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Market Data

Market Cap$21.01M

Shares Outstanding9.82M

Float8.71M

Cash$14.54M

Debt$406.7K

Short InterestN/A

Source-Backed Evidence Depth

This public preview uses stored DilutionWatch fields and linked SEC/market records only. Missing values are not estimated.

Field	Current Value	Basis
DilutionScore	67/100	DilutionWatch score record
Shares Outstanding	9.82M	Verified float table or market cache
Public Float	8.71M	Verified float table or market cache
Market Cap	$21.01M	Market data cache
Cash Runway	18.0 months	DilutionWatch score inputs
Shelf Capacity	None in current score inputs	SEC-derived dilution fields
ATM Capacity	$4.82M	SEC-derived dilution fields
Outstanding Warrants	2.97M	SEC-derived dilution fields

Recent source-backed SEC insight records available on this page: 7.

Recent SEC source mix: 424B3 1, 8-K 1, EFFECT 1, S-3 1, S-3/A 1, XBRL 2.

The page does not infer future share issuance, financing probability, cash needs, management intent, or price impact when source fields are absent.

Institutional Holdings

QoQ: ↑ 162.7% shares (2026Q1 vs prior)

27 institutional holders · 785.8K shares

#1 VANGUARD CAPITAL MANAGEMENT LLC 177.9K shares

#2 Arosa Capital Management LP 150.0K shares

#3 UBS Group AG 148.4K shares

+ 17 more holders Sign up free to view →

Institutional holder totals are aggregated from ownership filings and may use a different share basis or reporting date than public float. They are not a reconciliation against tradeable float.

Short Interest

Short Interest845.0K

Days to Cover3.8

% of Float9.7%

FINRA data as of Sep 30, 2026

Recent SEC Activity

xbrl XBRL WARRANT 2026-08-06

xbrl XBRL CONVERTIBLE 2026-03-20

424B3 ATM 2026-02-12

EFFECT EFFECT 2026-02-11

S-3/A SHELF 2026-02-09

Full SEC filing analysis available with free account →

Recent News

No recent news available for this ticker.

Factual ASTI Dilution Snapshot

Ascent Solar Technologies, Inc (ASTI) has a DilutionScore of 67/100, rated High dilution risk. Score date: October 13, 2026.

Stored ATM program remaining capacity: $4.8M.
Stored outstanding warrants: 3.0M.
Recent SEC activity tracked for ASTI: xbrl on 2026-08-06; xbrl on 2026-03-20; 424B3 on 2026-02-12.

This automatically generated snapshot is assembled from stored DilutionWatch data fields and may contain data-source errors or omissions. It is not financial advice, not investment research, and not a recommendation. Do your own research and review the full disclaimer and terms of service.

DilutionScore History — Last 90 Days

ASTI's DilutionScore is currently 67/100 (High risk), with 4 score changes tracked over 89 days. The score improved from 63/100 (High risk).

Period	Score	Risk Level	Duration
Oct 11 – Oct 13, 2026	67/100	HIGH	3 days
Oct 01 – Oct 10, 2026	63/100	HIGH	10 days
Aug 22 – Sep 30, 2026	54/100	HIGH	40 days
Aug 14 – Aug 21, 2026	67/100	HIGH	7 days
Jul 16 – Aug 13, 2026	54/100	HIGH	29 days

Score recalculated daily from SEC filings and market data. Sign up free for real-time score change alerts.

Share Dilution History

ASTI shares outstanding have increased 23.0% from 7.69M (Mar 2026) to 9.46M (Mar 2026). Each increase represents potential dilution to existing shareholders.

Date	Shares Outstanding	Public Float	Change
Mar 27, 2026	9.46M	8.71M	▲ 8.04%
Mar 22, 2026	7.69M	8.06M	▲ 171.96%

Share counts sourced from verified regulatory filings. Increases indicate dilution events.

Track ASTI Dilution Risk in Real-Time

DilutionWatch monitors SEC filings 24/7 and alerts you the moment ASTI files a shelf registration, ATM offering, warrant notice, or convertible note. Free tier available — no credit card required.

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